Our fee structure

An investment in your future

building a team that works together to build a foundation for financial security

As an independent fee-based firm, our goal is to demonstrate to our clients that our fees for services rendered are not a cost, but an investment in their futures. We want to jointly build a team that works together to build a foundation for financial security.

We first meet with potential clients to define their needs and recommend the appropriate services. The initial meeting of approximately one hour in length is free.

fees for full service
DOLLAR VALUE OF COMBINED ASSETS UNDER MANAGEMENT ADVISORY FEE*
On the first $2,000,000 .75%
On amounts over $2,000,001 and above .50%
Minimum fee of $5,000 per year ($1,250 per quarter)
*Advisory Fees are in addition to normal transaction, custody and brokerage fees.
 

 

Fees are billed quarterly, in advance, at the beginning of each management period based on assets under management at the start of the period.

Any referral fees are not credited towards client’s account as received and as allowed by appropriate laws and regulations.

Note: Client may also incur certain charges imposed by third parties in connection with investments made through the Account, including but not limited to no-load mutual fund 12b-1 distribution fees, mutual fund management fees and expenses, certain deferred sales charges on previously purchased mutual funds and IRA and Qualified Retirement Plan Fees.

Fees are subject to change depending on the complexity, time required or other extenuating circumstances. Fees will be quoted upfront for all services rendered.

Learn about additional services we offer